My services, include but are not limited to the following:

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I would be more than happy to fill in as your Compliance Officer while you continue your search for the individual that represents the right fit for your organization. There is no reason for you to "settle" on someone less than perfect for you. This provides you time for real evaluation of your new hire without the stress. 

I can work with your organization on implementing the maze of regulatory compliance requirements, including new or amended laws and regulations. 

I would be honored to take a look at your existing compliance operations (or lending operations) and provide a confidential comprehensive analysis of what you are doing well and where there may be gaps in your current operations. 

Need assistance in preparing for or responding to federal or state examinations, I am here to assist you with years of experience working with regulators. 

If you need custom forms or disclosures meeting federal, state or local requirements, I have experience with documents and disclosures for over 35 years, including countless conversations and consultations with regulators.  

Need some assistance with mandatory external reporting to regulatory bodies and investors or internal reporting, including such reporting as mortgage call reports, state licensing required reporting, HMDA filings, etc.  

Need to implement new policies or procedures? Need analysis of existing policies or procedures in keeping with required Compliance Management Systems. I have written and implemented countless P&P.  

Are your existing checklists or review forms adequate? Need new forms or checklists for your day to day operations? Let's discuss your needs. 

Do you need assistance with managing your third party vendors? I have a plethora of experience in reviewing and negotiating agreements and processes, including implementing technology solutions.

Are you finding that preparation and maintenance of internal or external training materials are time consuming or that you do not have the sufficient skills internally? I am here to help you with these materials with many years of experience on materials themselves and theory of learning to retain information provided.  

Need someone to fill in a slot for speaking engagements or panels for conferences or other industry gatherings? I am happy to assist with materials or representing you during the speaking engagement. 

Running short of internal trainers or the necessary experience or knowledge on a particular regulation or requirement? I can prepare materials, provide the training internally or both.